UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

 

FORM 10-Q/A

(Amendment No. 1)

 

(Mark One)

x

Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the quarterly period ended March 31, 2016

or

o

Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

For the transition period from ____________________ to ____________________

Commission File Number: 001-12681

 

GLOBAL SELF STORAGE, INC.

(Exact name of registrant as specified in its charter) 

 

 

Maryland

 

13-3926714

(State or other jurisdiction of

incorporation or organization)

 

(I.R.S. Employer

Identification Number)

Global Self Storage, Inc.

11 Hanover Square, 12th Floor

New York, NY 10005

(212) 785-0900

(Address, including zip code, and telephone number, including area code, of Company’s principal executive offices)

John F. Ramírez, Esq.

Global Self Storage, Inc.

11 Hanover Square, 12th Floor

New York, NY 10005

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x  Yes o  No

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). o  Yes x  No

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer

 

o

 

Accelerated filer

 

o

 

 

 

 

Non-accelerated filer

 

o  (Do not check if a smaller reporting company)

 

Smaller reporting company

 

x

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). o  Yes x  No

The number of shares outstanding of the registrant’s common stock, par value $0.01 per share, as of April 30, 2016, was 7,416,766.

 

 

 

 


 

Explanatory Note

 

The sole purpose of this Amendment No. 1 (the “Amendment”) to Global Self Storage, Inc.’s Quarterly Report on Form 10-Q for the period ended March 31, 2016 (the “Form 10-Q”), as filed with the Securities and Exchange Commission on May 16, 2016, is to furnish Exhibit 101 to the Form 10-Q in accordance with Rule 405(a)(2) of Regulation S-T.

 

No changes have been made to the Form 10-Q other than the furnishing of Exhibit 101 described above. This Amendment does not reflect events that may have occurred after the date of the original filing or modify or update disclosures made in the Form 10-Q.

 

Pursuant to Rule 406T of Regulation S-T, the interactive data files on Exhibit 101 hereto are deemed to be furnished and not filed for purposes of the Securities Exchange Act of 1934, as amended, or otherwise subject to liability under this section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, except as expressly set forth by specific reference to those documents.  

 

 

 


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Item 6.

Exhibits. 

Exhibit Item Number and Description

 

Incorporated by Reference to

 

Filed Herewith

 

 

 

 

 

3.1.1. Articles of incorporation

 

Company's registration statement filing on Form N-2, File Nos. 333-46765 and 811-08025, as filed with the SEC on January 23, 1997.

 

 

 

 

 

 

 

3.1.2. Articles of amendment

 

Company's registration statement filing on Form N-2, File No. 811-08025, as filed with the SEC on December 10, 2003.

 

 

 

 

 

 

 

3.1.3. Articles supplementary

 

Company's registration statement filing on Form N-2, File No. 811-08025, as filed with the SEC on December 10, 2003.

 

 

 

 

 

 

 

3.1.4. Articles of amendment

 

Company’s filing on Form 10, File No. 001-12681, as filed with the SEC on June 30, 2015.

 

 

 

 

 

 

 

3.1.5. Articles supplementary

 

Company's filing on Form 8-K, File No. 001-12681, as filed with the SEC on January 22, 2016.

 

 

 

 

 

 

 

3.1.6. Articles of amendment

 

Company's filing on Form 8-K, File No. 001-12681, as filed with the SEC on January 22, 2016.

 

 

 

 

 

 

 

3.2. Amended and Restated Bylaws

 

Company's filing on Form 8-K, File No. 001-12681, as filed with the SEC on January 22, 2016.

 

 

 

 

 

 

 

4. Rights Agreement

 

Company's filing on Form 8-K, File No. 001-12681, as filed with the SEC on February 2, 2016.

 

 

 

 

 

 

 

31.1. Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

Company's filing on Form 10-Q, File No. 001-12681, as filed with the SEC on May 16, 2016.

 

 

 

 

 

 

 

31.2. Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

 

Company's filing on Form 10-Q, File No. 001-12681, as filed with the SEC on May 16, 2016.

 

 

 

 

 

 

 

32.1 Certification of the Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

Company's filing on Form 10-Q, File No. 001-12681, as filed with the SEC on May 16, 2016.

 

 

 

 

 

 

 

32.2 Certification of the Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

 

Company's filing on Form 10-Q, File No. 001-12681, as filed with the SEC on May 16, 2016.

 

 

101.INS  XBRL Instance Document

 

 

 

X

 

 

 

 

 

101.SCH XBRL Taxonomy Extension Schema Document

 

 

 

X

 

 

 

 

 

101.CAL  XBRL Taxonomy Extension Calculation Linkbase Document

 

 

 

X

 

 

 

 

 

101.DEF  XBRL Taxonomy Extension Definition Linkbase Document

 

 

 

X

 

 

 

 

 

101.LAB  XBRL Taxonomy Extension Label Linkbase Document

 

 

 

X

 

 

 

 

 

101.PRE  XBRL Taxonomy Extension Presentation Linkbase Document

 

 

 

X

 

 

 

3


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

 

 

GLOBAL SELF STORAGE, INC.

 

 

 

 

Date: June 14, 2016

 

 

/s/ Mark C. Winmill

 

 

 

By:

 

Mark C. Winmill, President

 

 

 

(Signing on behalf of the registrant as Principal Executive Officer)

 

 

 

 

Date: June 14, 2016

 

 

/s/ Thomas O’Malley

 

 

 

By:

 

Thomas O’Malley, Chief Financial Officer

 

 

 

(Signing on behalf of the registrant as Principal Financial Officer and Principal Accounting Officer)

 

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